NFA Manual / Rules

Welcome to the online version of NFA's rulebook, the NFA Manual. We update this version on an ongoing basis. If you want to check out what changes have most recently been made to the NFA Manual, go to Recent Manual Updates.

Part 100. Definitions

   
RULE 101.
 

 

Part 200. Registration Requirements and Procedures

   
RULE 201.
 

 

   
RULE 202.
 

 

   
RULE 203.
 

 

   
RULE 204.
 

 

   
RULE 205.
 

 

   
RULE 206.
 

 

   
RULE 207.
 

 

   
RULE 208.
 

 

   
RULE 209.
 

 

   
RULE 210.
 

 

   
RULE 211.
 

 

   
RULE 212.
 

 

   
RULE 213.
 

 

   
RULE 214.
 

 

   
RULE 215.
 

 

Part 300. Temporary Licenses

   
RULE 301.
 

 

   
RULE 302.
 

 

   
RULE 303.
 

 

Part 400. Proficiency Requirements

   
RULE 401.
 

 

   
RULE 402.
 

 

Part 500. Proceedings to Deny, Condition, Suspend and Revoke Registration

   
RULE 501.
 

 

   
RULE 502.
 

 

   
RULE 503.
 

 

   
RULE 504.
 

 

   
RULE 505.
 

 

   
RULE 506.
 

 

   
RULE 507.
 

 

   
RULE 508.
 

 

   
RULE 509.
 

 

   
RULE 510.
 

 

Part 600. Withdrawal from Registration

   
RULE 601.
 

 

Part 700. Procedures Governing Access to and Certification of Registration Records Maintained by NFA

   
RULE 701.
 

 

   
RULE 702.
 

 

Part 800. Electronic Filing of Registration Forms

   
RULE 801.
 

 

   
RULE 802.
 

 

 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.