1. Can I take the proficiency examinations without a sponsor?
   
2. How do I sign up to take the futures proficiency examinations?
   
3. Are study materials available to help prepare for the proficiency examinations?
   
4. Can an applicant for registration file an application without proof of having passed the proficiency examinations?
   

How do I sign up to take the futures proficiency examinations?
You should send a Form U10, along with the appropriate fee, to the Financial Industry Regulatory Authority (FINRA). You may download the form from FINRA. FINRA administers the exams on behalf of NFA at Thompson-Prometric or Pearson VUE testing centers.

Are study materials available to help prepare for the proficiency examinations?
NFA's Study Outline for Futures Industry Examinations provides guidance or you may contact NFA's Information Center staff at (312) 781-1410 or (800) 621-3570.

Can an applicant for registration file an application without proof of having passed the proficiency examinations?
Yes, but the NFA will need to receive evidence from FINRA that the applicant has passed a proficiency examination before registration can be granted. Under the temporary licensing rules, a temporary license that had been granted pending receipt of the proficiency examination results will be withdrawn if the results are not received within 20 days of the filing of the application.