Home About NFA Leadership

NFA Leadership

Officers

Tom Sexton President and CEO

THOMAS W. SEXTON, III
President and CEO

Ed Dasso Senior Vice President Market Regulation

EDWARD J. DASSO, III
Senior Vice President
Market Regulation

Dave Hawrysz Senior Vice President CFO and Treasurer

DAVID L. HAWRYSZ
Senior Vice President,
CFO, and Treasurer
Treasurer's Office

Tim McHenry Senior Vice President Information Systems

TIMOTHY J. MCHENRY
Senior Vice President
Information Systems

Michael Otten Senior Vice President OTC Derivatives

MICHAEL OTTEN
Senior Vice President
Head of Member Oversight

Nancy Bohanon Vice President Human Resources

NANCY C. BOHANON
Vice President
Human Resources

Lauren Brinati Chief Strategy and Risk Officer

LAUREN BRINATI
Vice President
Chief Strategy and Risk Officer

Tim Elliott Senior Vice President General Counsel and Secretary

TIM ELLIOTT
Vice President
General Counsel and Secretary

Dale Spoljaric Senior Vice President Capital and Exams

DALE SPOLJARIC
Vice President
Head of Member Compliance, Capital and Margin

Administration

Lucy Hynes. Managing Director Government, administration LUCY HYNES
Managing Director, Government & Regulatory Affairs

External Affairs and Communications

Christie vonohlen, director, external affiars and communications CHRISTIE VON OHLEN
Head of External Affairs & Communications

General Counsel

cynthia cain ionannacci, associate general counsel CYNTHIA CAIN IOANNACCI
Associate General Counsel

mike schorsch, associate general counsel MICHAEL SCHORSCH
Associate General Counsel

liz sheridan, assistant general counsel ELIZABETH SHERIDAN
Associate General Counsel

bridid brown, assistant general counsel BRIGID BROWN
Assistant General Counsel

anna easter, assistant general counsel ANNA EASTER
Assistant General Counsel

tim kaiser, assistant general counsel TIM KAISER
Assistant General Counsel

heather ohara, assistant general counsel HEATHER O'HARA
Assistant General Counsel

Human Resources

kim williams, managing director, human resources KIMBERLY WILLIAMS
Managing Director

mary bayazid, director, human resources MARY BAYAZID
Director

Information Systems

BRIAN OLSON
Chief Information Security Officer

lisa guess, managing director, information systems LISA GUESS
Managing Director

pat finnegan, managing director, information systems PATRICIA FINNEGAN
Managing Director

kathy owens, managing director, information systems KATHLEEN OWENS
Managing Director

vince tabor, managing director, information systems VINCE TABOR
Managing Director

Todd Smith, Managing Director, information systems TODD SMITH
Managing Director

zohaib baig, director, information systems ZOHAIB BAIG
Director

alfred cao, director, information systems ALFRED CAO
Director

eric geist, director, information systems ERIC GEIST
Director

Atul Shah, Director, information systems ATUL SHAH
Director

engin gursoy, associate director, information systems ENGIN GURSOY
Associate Director

regina lasquite, associate director, information systems REGINA LASQUITE
Associate Director

david rosenberg, associate director, information systems DAVID ROSENBERG
Associate Director

Market Regulation

marc st amand, director, market regulation MARC ST. AMAND
Director

peter lofdahl, associate director, market regulation PETER LOFDAHL
Associate Director

Member Oversight

Kathleen Clapper, head of member compliance and regulatory operations KATHLEEN CLAPPER
Head of Member Compliance and Regulatory Operations

Examinations - FCM, RFED & SD Members

radcliffe allen, managing director, Examinations - FCM, RFED and SD, member oversight CLIFFE ALLEN
Managing Director

silmar murray, director, Examinations - FCM, RFED and SD, member oversight SILMAR MURRAY
Managing Director

Mark Kloet, director, Examinations - FCM, RFED and SD, member oversight MARK KLOET
Director

nick seidemann, director, Examinations - FCM, RFED and SD, member oversight NICK SEIDEMANN
Director

jennifer sunu, director, Examinations -FCM, RFED and SD, member oversight JENNIFER SUNU
Director

Andrew Jones, associate director, Examinations - FCM, RFED and SD, member oversight ANDREW JONES
Associate Director

Zilla Kasimov-Bratman, associate director, Examinations -FCM, RFED and SD, member oversight ZILLA KASIMOV-BRATMAN
Associate Director

corey little, associate director, Examinations - FCM, RFED and SD, member oversight COREY LITTLE
Associate Director

Marcus Michelsen, associate director, Examinations - IB, CPO, and CTA, Member Oversight Department MARCUS MICHELSEN
Associate Director

Examinations - IB, CPO & CTA Members

cherly tulino managing director, Examinations - IB, CPO, and CTA, Member Oversight Department CHERYL TULINO
Managing Director

lou berardocco, director, Examinations - IB, CPO, and CTA, Member Oversight Department LOU BERARDOCCO
Director

patricia cushing, director, Examinations - IB, CPO, and CTA, Member Oversight PATRICIA CUSHING
Director

tracey hunt, director, Examinations - IB, CPO, and CTA, Member Oversight Department TRACEY HUNT
Director

christien roche, director, Examinations - IB, CPO, and CTA, Member Oversight Department CHRISTINE ROCHE
Director

dawn grossmeth, director, Examinations - IB, CPO, and CTA, Member Oversight Department DAWN GROSSMITH
Associate Director

Registration

Jay Nichols, associate director, registration, member oversight department JAY NICHOLS
Head of Registration

chris brettman, associate director,registration , member oversight department CHRIS BRETTMAN
Associate Director

Regulatory Operations

valerie o'malley, director, Regulatory Operations, member oversight department VALERIE O'MALLEY
Managing Director

abigail campbell, director, Regulatory Operations, member oversight department ABIGAIL CAMPBELL
Director

susan koprowski, director, Regulatory Operations, member oversight department SUSAN KOPROWSKI
Director

mary mchenry, director, Regulatory Operations, member oversight department MARY MCHENRY
Director

Victoria mclaughlin, director, Regulatory Operations, member oversight department VICTORIA MCLAUGHLIN
Director

brian rothfuss, director, Regulatory Operations, member oversight department BRIAN ROTHFUSS
Director

Jamie syrek, director, Regulatory Operations, member oversight department JAMIE SYREK
Director

SD Models and Risk

alessandra riccardi, managing director, Swap Dealer Models and Risk, member oversight ALESSANDRA RICCARDI
Managing Director

antonina harden, director, Swap Dealer Models and Risk, member oversight ANTONINA HARDEN
Director

Office of Professional Development

emma ricchio, director, officie of professional development EMMA RICCHIO
Director

Treasurer's Office

Tanika Pierre, managing director, treasurers office TANIKA PIERRE
Managing Director

Matthew Saxinger, associate director, treasurers office MATTHEW SAXINGER
Associate Director