NFA Leadership
THOMAS W. SEXTON, III
President and CEO
DANIEL A. DRISCOLL
Special Policy Advisor
EDWARD J. DASSO, III
Senior Vice President
Market Regulation
DAVID L. HAWRYSZ
Senior Vice President, CFO and Treasurer
Treasurer's Office
TIMOTHY J. MCHENRY
Senior Vice President
Information Systems
MICHAEL OTTEN
Senior Vice President
OTC Derivatives Compliance
REGINA G. THOELE
Senior Vice President
Futures Compliance
CAROL A. WOODING
Senior Vice President
General Counsel and Secretary
KAREN K. WUERTZ
Senior Vice President
External Affairs and Communications
NANCY C. BOHANON
Vice President
Human Resources
LAUREN BRINATI
Vice President
Chief Strategy and Risk Officer
YVETTE CHRISTMAN
Vice President
Registration
DALE SPOLJARIC
Vice President
Capital and Examinations, OTC Derivatives Compliance
Arbitration
HEATHER COOK
Manager
Futures Compliance
KATHLEEN CLAPPER
Managing Director
CHERYL TULINO
Managing Director
PATRICIA CUSHING
Director, Audit Management and Education
TRACEY HUNT
Director
SUSAN KOPROWSKI
Director
MARY MCHENRY
Director
VICTORIA MCLAUGHLIN
Director
VALERIE O'MALLEY
Director, Examinations
CHRISTINE ROCHE
Director
BRIAN ROTHFUSS
Director, Risk Management Group
JENNIFER SUNU
Director, Examinations
External Affairs and Communications
CHRISTIE VON OHLEN
Director
General Counsel
CYNTHIA CAIN IOANNACCI
Associate General Counsel
ELIZABETH SHERIDAN
Associate General Counsel
BRIGID BROWN
Assistant General Counsel
ANNA EASTER
Assistant General Counsel
TIM KAISER
Assistant General Counsel
HEATHER O'HARA
Assistant General Counsel
MICHAEL SCHORSCH
Assistant General Counsel
Human Resources
CARRIE E. BAFFES
Managing Director
MARY BAYAZID
Director, Diversity and Inclusion
KIMBERLY WILLIAMS
Director
Information Systems
STEVE E. EARL
Managing Director
PATRICIA FINNEGAN
Managing Director
VINCE TABOR
Managing Director
ZOHAIB BAIG
Director
ERIC GEIST
Director
LISA GUESS
Director
KATHLEEN OWENS
Director
ATUL SHAH
Director
TODD SMITH
Director
JOSEPH TAYLOR
Director
ALFRED CAO
Associate Director
ENGIN GURSOY
Associate Director
REGINA LASQUITE
Associate Director
DAVID ROSENBERG
Associate Director
Market Regulation
MARC ST. AMAND
Director
Office of Professional Development
KURT A. KRUEGER
Director
EMMA RICCHIO
Associate Director
OTC Derivatives Compliance
RADCLIFFE ALLEN
Managing Director, Examinations
ALESSANDRA RICCARDI
Managing Director, Models and Risk
SHUNA AWONG
Director
ABIGAIL CAMPBELL
Director
ANTONINA HARDEN
Director, Models and Risk
MARK KLOET
Director
SILMAR MURRAY
Director
JAMIE SYREK
Director
ANDREW JONES
Associate Director
COREY LITTLE
Associate Director
Registration
CHRIS BRETTMAN
Associate Director, Business Systems & Info Center
JAY NICHOLS
Associate Director, Investigations & Restitution
Treasurer's Office
TANIKA PIERRE
Managing Director
MICHAEL SATURLEY
Director