Case Summary

CURRENSEE INC NFA 11BCC00042 NFA ID: 0403251

 Respondent/Effective Date Summary 
 NFA IDRespondentEffective Date
 0403251CURRENSEE INC02/23/2012
 Rule Summary 
 NFA IDRespondentRule Type
 0403251CURRENSEE INC• C.R.2-9(c) - ANTI-MONEY LAUNDERING PROGRAM
 Committee Summary 
 NFA IDRespondentCommittee
 0403251CURRENSEE INC• BUSINESS CONDUCT COMMITTEE
 Action Summary 
 NFA IDRespondentAction Types
 0403251CURRENSEE INC• GENERAL CONDUCT
 Penalty/Event Summary 
 NFA IDRespondentPenalty/EventEvent Date
 0403251CURRENSEE INC• FINE $1000002/08/2012
 Narrative Summary 
Narrative for 0403251 - CURRENSEE INC
**TO VIEW DOCUMENTS, GO TO CASE DOCUMENTS.**

COMPLAINT:

On December 23, 2011, NFA issued a Complaint charging Currensee with failing to implement an AML program.

DECISION:

On February 8, 2012, pursuant to a settlement offer submitted by Currensee, the firm was ordered to pay a $10,000 fine.

 
 Case Documents Summary 
 NFA IDRespondentDocument Type
 0403251CURRENSEE INCCOMPLAINT
 0403251CURRENSEE INCDECISION