CFTC Reparations Cases

US SECURITIES & FUTURES CORP NFA ID: 0251030

Reparations claims are not enforcement actions. They are attempts by customers to resolve futures-related disputes. The number of reparations claims filed does not necessarily mean that the individual or firm violated any rules. Some of the claims may have been dismissed, settled or withdrawn.

Case #Details
03-R061 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
01-R005 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
00-R082 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
99-R130 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
99-R099 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
98-R001 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
97-R152 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
97-R032 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
96-R146 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
96-R117 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.