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File a Complaint

We strongly encourage investors to file their complaint using NFA's online File A Complaint Form below. If you prefer to file your complaint offline, you may download the printable complaint form and fax or mail it to NFA at the address noted at the end of the form. The printable complaint form is a Portable Document Format (PDF) file. If you do not have the Adobe® Acrobat Reader to view PDF file, please download the free plug-in.
Please note that the online File A Complaint system is not available Monday through Friday from 8:00 PM to 9:00 PM CT. The system may also occasionally be unavailable at other times due to system maintenance.
NFA ID Number (Click here to search for the ID number of a firm or individual):
Individual Name or Firm Name:
Describe the nature of your complaint. Please include as much information as you can, including the type of product involved, the dates the problem occured, the name, address and telephone number (if you know these) of all individuals and firms involved and a description of the problem:
Your Name:
Your Email Address:
Your State/Province of Residence:
   Your Country of Residence:
Your Phone Number:
If you are interested in attempting to recover your investment and would like more information about NFA's Arbitration program, please visit the Arbitration and Mediation section of NFA's website.
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.