Details

UNIVERSAL FINANCIAL HOLDING CORP NFA ID: 0267903

 Current Status 
NO CURRENT STATUS
 Regulatory Actions 
 AgencyNumber
NFA2
CFTC2
Exchanges0
details...
 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent1
details...
 CFTC Reparations Cases 
Total55
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 Formerly Known As 
No other names
 Business Address 
2999 NE191ST
SUITE601
AVENTURA, FL  33180
UNITED STATES
(800) 749-1000
 Doing Business As 
• COMMODITY BROKERS• UFHC
 Listed Principals 
No principals currently listed
 History 
 Status Effective Date
• FUTURES COMMISSION MERCHANT WITHDRAWN12/31/2012 
• FUTURES COMMISSION MERCHANT SUSPENDED11/17/2006 
• NFA MEMBER PENDING STATUS WITHDRAWN01/20/2006 
• NFA MEMBER PENDING01/10/2006 
• NOTICE BROKER DEALER WITHDRAWN02/15/2005 
• NFA MEMBER EXPELLED02/15/2005 
• NOTICE BROKER DEALER REGISTERED07/23/2002 
• FUTURES COMMISSION MERCHANT REGISTERED08/15/1997 
• INTRODUCING BROKER WITHDRAWN08/15/1997 
• FUTURES COMMISSION MERCHANT PENDING07/21/1997 
• NFA MEMBER APPROVED02/22/1996 
• NFA MEMBER PENDING02/20/1996 
• INTRODUCING BROKER REGISTERED12/05/1995 
• INTRODUCING BROKER PENDING11/20/1995