Details

BACERA ASSET MANAGEMENT LLC NFA ID: 0423523

 Current Status 
• NFA MEMBER APPROVED 
• COMMODITY TRADING ADVISOR REGISTERED 
• COMMODITY POOL OPERATOR REGISTERED 
 Exemptions and No Actions 
Click the link below to view exemptions and no actions for this firm.
View Exemptions and No Actions
 Firm Activity Status 
Firm has on-exchange futures and/or options customer accountsNo
Firm is soliciting customersNo
Firm manages futures or options customer accountsNo
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
 Regulatory Actions 
 AgencyNumber
NFA0
CFTC0
Exchanges0
details...
 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
details...
 CFTC Reparations Cases 
Total0
details...
 Formerly Known As 
No other names
 Business Address 
618 W. MAIN ST.
SUITE E
ALHAMBRA, CA  91801
UNITED STATES
626-872-2819
 Doing Business As 
No other names
 Listed Principals 
 Listed Principal Name Title(s) 10% or More
Financial Interest
VICTOR LEE RINGORCHIEF EXECUTIVE OFFICER
YES
 History 
 Status Effective Date
• NFA MEMBER APPROVED01/20/2011 
• COMMODITY TRADING ADVISOR REGISTERED01/20/2011 
• COMMODITY POOL OPERATOR REGISTERED01/20/2011 
• NFA MEMBER PENDING08/05/2010 
• COMMODITY TRADING ADVISOR PENDING08/04/2010 
• COMMODITY POOL OPERATOR PENDING08/04/2010