Details

LEHMAN BROTHERS INC NFA ID: 0000264

 Current Status 
NO CURRENT STATUS
 Exemptions and No Actions 
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 Regulatory Actions 
 AgencyNumber
NFA0
CFTC3
Exchanges34
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 NFA Arbitration Decisions 
 RoleNumber
Claimant3
Respondent20
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 CFTC Reparations Cases 
Total166
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 Formerly Known As 
• SHEARSON LEHMAN BROTHERS INC
 Business Address 
ONE BATTERY PARK PLAZA
NEW YORK, NY  10004
UNITED STATES
212-837-6417
 Doing Business As 
No other names
 Listed Principals 
No principals currently listed
 History 
 Status Effective Date
• EXEMPT FOREIGN FIRM AGENT WITHDRAWN03/21/2009 
• NFA MEMBER WITHDRAWN03/21/2009 
• FUTURES COMMISSION MERCHANT WITHDRAWN03/21/2009 
• EXEMPT FOREIGN FIRM AGENT APPROVED07/18/1988 
• NFA MEMBER APPROVED07/01/1982 
• FUTURES COMMISSION MERCHANT REGISTERED06/30/1982