Details

EMPIRE ASSET MANAGEMENT NFA ID: 0300077

 Current Status 
• INTRODUCING BROKER PENDING WITHDRAWAL 
 FIRM ON WITHDRAWAL HOLD 
 
• INTRODUCING BROKER SUSPENDED 
 Regulatory Actions 
 AgencyNumber
NFA0
CFTC0
Exchanges0
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
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 CFTC Reparations Cases 
Total2
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 Formerly Known As 
No other names
 Business Address 
111 BROADWAY
18TH FLOOR
NEW YORK, NY  10006
UNITED STATES
(212) 791-1822
 Doing Business As 
No other names
 Listed Principals 
No principals currently listed
 History 
 Status Effective Date
• INTRODUCING BROKER SUSPENDED06/11/2004 
• NFA MEMBER WITHDRAWN07/24/2001 
• NFA MEMBER APPROVED03/14/2000 
• INTRODUCING BROKER REGISTERED03/14/2000 
• INTRODUCING BROKER PENDING01/24/2000 
• NFA MEMBER PENDING01/24/2000