Details

REFCOFUND HOLDINGS LLC NFA ID: 0001114

 Current Status 
• COMMODITY POOL OPERATOR PENDING WITHDRAWAL 
• COMMODITY TRADING ADVISOR PENDING WITHDRAWAL 
 FIRM ON WITHDRAWAL HOLD 
 
• COMMODITY TRADING ADVISOR REGISTERED 
• COMMODITY POOL OPERATOR REGISTERED 
 Exemptions and No Actions 
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 Regulatory Actions 
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CFTC0
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 NFA Arbitration Decisions 
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 CFTC Reparations Cases 
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 Formerly Known As 
• REFCOFUND HOLDINGS CORPORATION
 Business Address 
200 LIBERTY ST., ONE WORLD FINANCIAL CENTER
22ND FLOOR
NEW YORK, NY  10281
UNITED STATES
(212) 693-7000
 Doing Business As 
No other names
 Listed Principals 
 Listed Principal Name Title(s) 10% or More
Financial Interest
RICHARD CRAIG BUTTPRESIDENT
NO
ROBERT I SHAPIROCHIEF FINANCIAL OFFICER
NO
WESTMINSTER-REFCO MANAGEMENT LLC
YES
 History 
 Status Effective Date
• NFA MEMBER WITHDRAWN06/30/2015 
• COMMODITY TRADING ADVISOR REGISTERED09/21/1993 
• COMMODITY TRADING ADVISOR PENDING08/31/1993 
• NFA MEMBER APPROVED07/01/1982 
• COMMODITY POOL OPERATOR REGISTERED10/14/1981