Details

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO NFA ID: 0239061

 Current Status 
NO CURRENT STATUS
 Regulatory Actions 
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 NFA Arbitration Decisions 
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 CFTC Reparations Cases 
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 Formerly Known As 
• PAINE WEBBER INCORPORATED OF PUERTO RICO
• UBS PAINEWEBBER INCORP OF PUERTO RICO
 Business Address 
AMERICAN INTERNATIONAL PLAZA
250 MUNOZ RIVERA AVE - PENTHOUSE
HATO REY,   00918
PUERTO RICO
201-352-8967
 Doing Business As 
No other names
 Listed Principals 
No principals currently listed
 History 
 Status Effective Date
• NFA MEMBER WITHDRAWN01/21/2009 
• INTRODUCING BROKER WITHDRAWN01/21/2009 
• INTRODUCING BROKER REGISTERED12/20/1991 
• NFA MEMBER APPROVED11/13/1991 
• INTRODUCING BROKER TEMPORARY LICENSE11/13/1991 
• INTRODUCING BROKER PENDING10/04/1991 
• NFA MEMBER PENDING10/04/1991