Details

SPENCER FINANCIAL LLC NFA ID: 0337483

 Current Status 
• NFA MEMBER PERMANENT BAR 
• PRINCIPAL PERMANENT BAR 
 Regulatory Actions 
 AgencyNumber
NFA1
CFTC0
Exchanges0
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
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 CFTC Reparations Cases 
Total0
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 Formerly Known As 
No other names
 Business Address 
125 MAIDEN LANE
FLOOR 3
NEW YORK, NY  10038
UNITED STATES
(646) 649-8080
 Doing Business As 
No other names
 Listed Principals 
No principals currently listed
 History 
 Status Effective Date
• NFA MEMBER PERMANENT BAR11/28/2006 
• PRINCIPAL PERMANENT BAR11/28/2006 
 
• FUTURES COMMISSION MERCHANT WITHDRAWN10/27/2006 
• NFA MEMBER WITHDRAWN10/27/2006 
• NFA MEMBER APPROVED04/27/2004 
• FUTURES COMMISSION MERCHANT REGISTERED04/27/2004 
• NFA MEMBER PENDING12/23/2003 
• FUTURES COMMISSION MERCHANT PENDING11/20/2003