Details

DAVID PARDEE FOULKE NFA ID: 0454289

 Current Status 
WEALTHN LLC 
• PRINCIPAL APPROVED 
 Regulatory Actions 
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 NFA Arbitration Decisions 
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 History 
 Status Effective Date
ALPHA ARCHITECT LLC 
• ASSOCIATED PERSON WITHDRAWN 12/31/2016 
• NFA ASSOCIATE MEMBER WITHDRAWN 12/31/2016 
• PRINCIPAL WITHDRAWN 12/31/2016 
• NFA ASSOCIATE MEMBER APPROVED 09/04/2014 
• ASSOCIATED PERSON REGISTERED 09/04/2014 
• PRINCIPAL APPROVED 08/29/2014 
• NFA ASSOCIATE MEMBER PENDING 08/29/2014 
• ASSOCIATED PERSON PENDING 08/29/2014 
EMPIRICAL FINANCE LLC 
• NFA ASSOCIATE MEMBER WITHDRAWN 11/16/2014 
• ASSOCIATED PERSON WITHDRAWN 11/16/2014 
• PRINCIPAL WITHDRAWN 11/16/2014 
• NFA ASSOCIATE MEMBER APPROVED 10/09/2013 
• ASSOCIATED PERSON REGISTERED 10/09/2013 
• PRINCIPAL APPROVED 01/02/2013 
• PRINCIPAL PENDING 12/19/2012 
WEALTHN LLC 
• PRINCIPAL APPROVED 01/04/2018 
• PRINCIPAL PENDING 12/13/2017