Details

EXCEL FUTURES INC NFA ID: 0290172

 Current Status 
• INTRODUCING BROKER REGISTERED 
• NFA MEMBER APPROVED 
 IB Guarantor Information 
• IB GUARANTEED BY ADM INVESTOR SERVICES INC
 Firm Activity Status 
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsNo
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
 Regulatory Actions 
 AgencyNumber
NFA0
CFTC0
Exchanges0
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
details...
 CFTC Reparations Cases 
Total1
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 Formerly Known As 
• WAGGONER MARK LOUIS
 Business Address 
3052-B NW MERCHANT WAY
SUITE 105
BEND, OR  97703
UNITED STATES
(714) 843-9884
 Doing Business As 
• EXCEL• EXCEL FUTURES
 Listed Principals 
 Listed Principal Name Title 10% or More
Financial Interest
ZACHARY KEITH DUKENO LISTED TITLENO
MARK LOUIS WAGGONERPRESIDENTYES
 History 
 Status Effective Date
• NOTICE BROKER DEALER WITHDRAWN06/14/2006 
• NOTICE BROKER DEALER REGISTERED12/31/2001 
• INTRODUCING BROKER REGISTERED10/20/1998 
• NFA MEMBER APPROVED10/20/1998 
• INTRODUCING BROKER PENDING09/22/1998 
• NFA MEMBER PENDING09/22/1998