Details

JOHN JAMES LOTHIAN NFA ID: 0212478

 Current Status 
JOHN J LOTHIAN MANAGED FUTURES LLC 
• NFA ASSOCIATE MEMBER APPROVED 
• ASSOCIATED PERSON REGISTERED 
• PRINCIPAL APPROVED 
 Regulatory Actions 
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 NFA Arbitration Decisions 
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 CFTC Reparations Cases 
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 Security Futures Proficiency Training 
 Description Date
SECURITY FUTURES PRINCIPAL TRAINING COMPLETED09/26/2002
SECURITY FUTURES TRAINING COMPLETED10/07/2002
 History 
 Status Effective Date
FIRST AMERICAN DISCOUNT CORPORATION 
• ASSOCIATED PERSON WITHDRAWN 01/03/1989 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/03/1989 
• ASSOCIATED PERSON REGISTERED 06/28/1988 
• NFA ASSOCIATE MEMBER APPROVED 05/27/1988 
• ASSOCIATED PERSON TEMPORARY LICENSE 05/27/1988 
FIRST OPTIONS OF CHICAGO INC 
• ASSOCIATED PERSON WITHDRAWN 09/24/1993 
• NFA ASSOCIATE MEMBER WITHDRAWN 09/24/1993 
• ASSOCIATED PERSON REGISTERED 08/17/1993 
• NFA ASSOCIATE MEMBER APPROVED 07/30/1993 
• ASSOCIATED PERSON TEMPORARY LICENSE 07/30/1993 
FRAZIER ASSOCIATES INC THE 
• ASSOCIATED PERSON WITHDRAWN 12/04/1997 
• NFA ASSOCIATE MEMBER WITHDRAWN 12/04/1997 
• PRINCIPAL WITHDRAWN 12/04/1997 
• ASSOCIATED PERSON REGISTERED 10/07/1993 
• PRINCIPAL APPROVED 10/07/1993 
• NFA ASSOCIATE MEMBER APPROVED 10/05/1993 
• ASSOCIATED PERSON TEMPORARY LICENSE 10/05/1993 
• ASSOCIATED PERSON PENDING 09/29/1993 
• NFA ASSOCIATE MEMBER PENDING 09/29/1993 
• PRINCIPAL PENDING 09/29/1993 
GERALD INC 
• ASSOCIATED PERSON WITHDRAWN 10/29/1992 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/29/1992 
• ASSOCIATED PERSON REGISTERED 07/25/1990 
• NFA ASSOCIATE MEMBER APPROVED 06/13/1990 
• ASSOCIATED PERSON TEMPORARY LICENSE 06/13/1990 
JOHN J LOTHIAN & COMPANY INC 
• PRINCIPAL WITHDRAWN 01/08/2012 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/08/2012 
• ASSOCIATED PERSON WITHDRAWN 01/08/2012 
• NFA ASSOCIATE MEMBER APPROVED 02/13/2004 
• ASSOCIATED PERSON REGISTERED 02/10/2004 
• PRINCIPAL APPROVED 02/10/2004 
• NFA ASSOCIATE MEMBER PENDING 02/10/2004 
• ASSOCIATED PERSON PENDING 01/16/2004 
• PRINCIPAL PENDING 01/16/2004 
JOHN J LOTHIAN MANAGED FUTURES LLC 
• NFA ASSOCIATE MEMBER APPROVED 07/18/2011 
• ASSOCIATED PERSON REGISTERED 07/18/2011 
• NFA ASSOCIATE MEMBER PENDING 07/18/2011 
• ASSOCIATED PERSON PENDING 07/18/2011 
• PRINCIPAL APPROVED 07/18/2011 
LIT AMERICA INC 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 07/30/1993 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/30/1993 
• NFA ASSOCIATE MEMBER APPROVED 07/22/1993 
• ASSOCIATED PERSON TEMPORARY LICENSE 07/22/1993 
PRICE ASSET MANAGEMENT LLC 
• ASSOCIATED PERSON WITHDRAWN 02/06/2012 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/06/2012 
• ASSOCIATED PERSON REGISTERED 02/07/2000 
• NFA ASSOCIATE MEMBER APPROVED 02/07/2000 
PRICE FUTURES GROUP INC THE 
• ASSOCIATED PERSON WITHDRAWN 06/29/2012 
• BRANCH MANAGER WITHDRAWN 06/29/2012 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/29/2012 
• BRANCH MANAGER APPROVED 01/03/2012 
• ASSOCIATED PERSON REGISTERED 10/30/1997 
• NFA ASSOCIATE MEMBER APPROVED 10/30/1997 
U S FUTURES AND OPTIONS COMPANY 
• ASSOCIATED PERSON WITHDRAWN 07/21/1993 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/21/1993 
• ASSOCIATED PERSON REGISTERED 12/19/1992 
• NFA ASSOCIATE MEMBER APPROVED 11/11/1992 
• ASSOCIATED PERSON TEMPORARY LICENSE 11/11/1992