Details

PUMA FINANCIAL LLC NFA ID: 0377737

 Current Status 
• NFA MEMBER PERMANENT WITHDRAWAL 
• PRINCIPAL PERMANENT BAR 
 Regulatory Actions 
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 NFA Arbitration Decisions 
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 CFTC Reparations Cases 
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 Formerly Known As 
No other names
 Business Address 
180 N WABASH
SUITE 725
CHICAGO, IL  60601
UNITED STATES
312-368-6000
 Doing Business As 
No other names
 Listed Principals 
No principals currently listed
 History 
 Status Effective Date
• NFA MEMBER PERMANENT WITHDRAWAL08/31/2009 
• PRINCIPAL PERMANENT BAR08/31/2009 
 
• FUTURES COMMISSION MERCHANT WITHDRAWN09/30/2009 
• NFA MEMBER WITHDRAWN08/31/2009 
• NFA MEMBER APPROVED02/20/2007 
• FUTURES COMMISSION MERCHANT REGISTERED02/20/2007 
• NFA MEMBER PENDING11/14/2006 
• FUTURES COMMISSION MERCHANT PENDING11/14/2006