Details

VICTOR LEE RINGOR NFA ID: 0397578

 Current Status 
BACERA ASSET MANAGEMENT LLC 
• NFA ASSOCIATE MEMBER APPROVED 
• ASSOCIATED PERSON REGISTERED 
• PRINCIPAL APPROVED 
 Regulatory Actions 
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 NFA Arbitration Decisions 
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 CFTC Reparations Cases 
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 Doing Business As 
No other names
 Listed Principals 
No principals currently listed
 History 
 Status Effective Date
• NFA MEMBER WITHDRAWN01/06/2010 
• COMMODITY TRADING ADVISOR WITHDRAWN01/06/2010 
• NFA MEMBER APPROVED10/20/2008 
• COMMODITY TRADING ADVISOR REGISTERED10/20/2008 
• NFA MEMBER PENDING06/13/2008 
• COMMODITY TRADING ADVISOR PENDING06/13/2008 
BACERA ASSET MANAGEMENT LLC 
• NFA ASSOCIATE MEMBER APPROVED 01/20/2011 
• ASSOCIATED PERSON REGISTERED 01/20/2011 
• PRINCIPAL APPROVED 01/20/2011 
• NFA ASSOCIATE MEMBER PENDING 08/05/2010 
• ASSOCIATED PERSON PENDING 08/05/2010 
• BRANCH MANAGER PENDING 08/05/2010 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 08/05/2010 
• PRINCIPAL PENDING 08/04/2010 
RINGOR, VICTOR LEE 
• PRINCIPAL WITHDRAWN 01/06/2010 
• PRINCIPAL APPROVED 10/20/2008 
• PRINCIPAL PENDING 06/16/2008