Details

TRADE DOCK CAPITAL LLC NFA ID: 0417738

 Current Status 
• PRINCIPAL PERMANENT BAR 
• NFA ASSOCIATE MEMBER PERMANENT BAR 
• NFA MEMBER PERMANENT BAR 
 Regulatory Actions 
 AgencyNumber
NFA2
CFTC0
Exchanges0
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 NFA Arbitration Decisions 
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 CFTC Reparations Cases 
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 Formerly Known As 
No other names
 Business Address 
2 WISCONSIN CIRCLE
SUITE 700
BETHESDA, MD  20815
UNITED STATES
(202) 368-0103
 Doing Business As 
No other names
 Listed Principals 
No principals currently listed
 History 
 Status Effective Date
• PRINCIPAL PERMANENT BAR04/18/2012 
• NFA ASSOCIATE MEMBER PERMANENT BAR04/18/2012 
• NFA MEMBER PERMANENT BAR04/18/2012 
 
• NFA MEMBER WITHDRAWN10/27/2011 
• COMMODITY TRADING ADVISOR WITHDRAWN10/27/2011 
• COMMODITY POOL OPERATOR WITHDRAWN10/27/2011 
• NFA MEMBER SUSPENDED03/14/2011 
• COMMODITY POOL OPERATOR REGISTERED02/25/2010 
• COMMODITY POOL OPERATOR PENDING02/15/2010 
• COMMODITY TRADING ADVISOR REGISTERED02/08/2010 
• NFA MEMBER APPROVED02/08/2010 
• NFA MEMBER PENDING01/19/2010 
• COMMODITY TRADING ADVISOR PENDING01/15/2010 
TRADE DOCK ADVISORS LLC 
• PRINCIPAL WITHDRAWN 06/01/2010 
• PRINCIPAL APPROVED 03/03/2010