Details

UBS GLOBAL ASSET MANAGEMENT US INC NFA ID: 0002476

 Current Status 
NO CURRENT STATUS
 Exemptions and No Actions 
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 Regulatory Actions 
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 NFA Arbitration Decisions 
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 Formerly Known As 
• BRINSON ADVISORS
• MITCHELL HUTCHINS ASSET MANAGEMENT INC
 Business Address 
51 WEST 52ND STREET
NEW YORK, NY  10019
UNITED STATES
(212) 882-5000
 Doing Business As 
• UBS GLOBAL ASSET MANAGEMENT 
 Listed Principals 
No principals currently listed
 History 
 Status Effective Date
• COMMODITY TRADING ADVISOR WITHDRAWN04/28/2007 
• COMMODITY POOL OPERATOR WITHDRAWN04/28/2007 
• NFA MEMBER WITHDRAWN04/28/2007 
• FUTURES COMMISSION MERCHANT WITHDRAWN02/28/2002 
• COMMODITY POOL OPERATOR REGISTERED04/24/1986 
• COMMODITY TRADING ADVISOR REGISTERED04/24/1986 
• COMMODITY POOL OPERATOR FAILED TO RENEW03/31/1986 
• COMMODITY TRADING ADVISOR FAILED TO RENEW03/31/1986 
• COMMODITY POOL OPERATOR REGISTERED08/15/1984 
• NFA MEMBER APPROVED03/29/1984 
• COMMODITY TRADING ADVISOR REGISTERED07/19/1983 
• FUTURES COMMISSION MERCHANT REGISTERED09/02/1981