Details

LEVEL III MANAGEMENT LLC NFA ID: 0384343

 Current Status 
• PRINCIPAL PERMANENT BAR 
• NFA MEMBER PERMANENT BAR 
 Regulatory Actions 
 AgencyNumber
NFA2
CFTC0
Exchanges0
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
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 CFTC Reparations Cases 
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 Formerly Known As 
No other names
 Business Address 
220 HECTOR AVENUE
METAIRIE, LA  70005
UNITED STATES
(504) 717-6495
 Doing Business As 
No other names
 Listed Principals 
No principals currently listed
 History 
 Status Effective Date
• PRINCIPAL PERMANENT BAR02/28/2014 
• NFA MEMBER PERMANENT BAR02/28/2014 
 
• NFA MEMBER WITHDRAWN02/14/2014 
• COMMODITY TRADING ADVISOR WITHDRAWN02/14/2014 
• COMMODITY POOL OPERATOR WITHDRAWN02/14/2014 
• NFA MEMBER SUSPENDED06/12/2012 
• COMMODITY TRADING ADVISOR REGISTERED06/09/2009 
• COMMODITY TRADING ADVISOR PENDING05/18/2009 
• COMMODITY TRADING ADVISOR PENDING STATUS WITHDRAWN08/31/2007 
• COMMODITY TRADING ADVISOR PENDING07/10/2007 
• NFA MEMBER APPROVED07/03/2007 
• COMMODITY POOL OPERATOR REGISTERED07/03/2007 
• NFA MEMBER PENDING06/19/2007 
• COMMODITY POOL OPERATOR PENDING06/19/2007