Details

EMPIRE FUTURES GROUP LLC NFA ID: 0307606

 Current Status 
• INTRODUCING BROKER REGISTERED 
• NFA MEMBER APPROVED 
 Firm Activity Status 
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersNo
Firm manages futures or options customer accountsYes
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
 Regulatory Actions 
 AgencyNumber
NFA0
CFTC0
Exchanges0
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
details...
 CFTC Reparations Cases 
Total0
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 Formerly Known As 
• EMPIRE FINANCIAL GROUP LLC
• WESTWOOD FINANCIAL GROUP LLC
 Business Address 
1021 N SEPULVEDA BLVD
# J
MANHATTAN BEACH, CA  90266
UNITED STATES
(1800) 693-3780
 Doing Business As 
No other names
 Listed Principals 
 Listed Principal Name Title 10% or More
Financial Interest
AMY MARIE JAEHNINGOWNER ONLY YES
RICHARD MARK JAEHNINGMANAGING MEMBER-LLC OR LLP YES
 History 
 Status Effective Date
• NOTICE BROKER DEALER WITHDRAWN06/13/2006 
• NOTICE BROKER DEALER REGISTERED11/08/2002 
• INTRODUCING BROKER REGISTERED04/06/2001 
• NFA MEMBER APPROVED04/06/2001 
• INTRODUCING BROKER PENDING02/05/2001 
• NFA MEMBER PENDING02/05/2001