Details

PACIFIC FUTURES AND CAPITAL LLC NFA ID: 0395770

 Current Status 
• INTRODUCING BROKER REGISTERED 
• NFA MEMBER APPROVED 
• COMMODITY POOL OPERATOR REGISTERED 
 Firm Activity Status 
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsNo
Firm operates commodity poolsYes
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
 Regulatory Actions 
 AgencyNumber
NFA0
CFTC0
Exchanges0
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
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 CFTC Reparations Cases 
Total0
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 Formerly Known As 
No other names
 Business Address 
12650 NW CREEKVIEW DR.
PORTLAND, OR  97229
UNITED STATES
(503) 336 3380
 Doing Business As 
No other names
 Listed Principals 
 Listed Principal Name Title(s) 10% or More
Financial Interest
JAMES DICKINSONCHIEF EXECUTIVE OFFICER
YES
CHUN LIUCHIEF OPERATING OFFICER
YES
EDWARD JOSEPH JR NOVAKOWNER
YES
BRYAN DOUGLAS THURSTONMANAGING MEMBER-LLC OR LLP
YES
ANDRE GORDON TURENNE JROWNER
YES
 History 
 Status Effective Date
• COMMODITY TRADING ADVISOR WITHDRAWN08/20/2010 
• COMMODITY TRADING ADVISOR REGISTERED08/14/2009 
• COMMODITY TRADING ADVISOR PENDING08/14/2009 
• INTRODUCING BROKER REGISTERED09/24/2008 
• NFA MEMBER APPROVED08/20/2008 
• COMMODITY POOL OPERATOR REGISTERED08/20/2008 
• COMMODITY POOL OPERATOR PENDING08/14/2008 
• INTRODUCING BROKER PENDING05/06/2008 
• NFA MEMBER PENDING05/06/2008