Details

JAMES A SHEPHERD INC NFA ID: 0228865

 Current Status 
NO CURRENT STATUS
 Regulatory Actions 
 AgencyNumber
NFA1
CFTC1
Exchanges0
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 NFA Arbitration Decisions 
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Claimant0
Respondent0
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 CFTC Reparations Cases 
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 Formerly Known As 
No other names
 Business Address 
780 NW BROAD ST, STE 210
PO BOX 325
SOUTHERN PINES, NC  28388
UNITED STATES
800-532-3884
 Doing Business As 
No other names
 Listed Principals 
No principals currently listed
 History 
 Status Effective Date
• NFA MEMBER WITHDRAWN10/30/2013 
• COMMODITY TRADING ADVISOR WITHDRAWN10/30/2013 
• COMMODITY POOL OPERATOR WITHDRAWN10/30/2013 
• COMMODITY POOL OPERATOR REGISTERED04/20/2005 
• COMMODITY POOL OPERATOR PENDING04/07/2005 
• NFA MEMBER APPROVED04/10/1990 
• COMMODITY TRADING ADVISOR REGISTERED04/10/1990 
• COMMODITY TRADING ADVISOR PENDING03/12/1990 
• NFA MEMBER PENDING03/12/1990