Details

MICHAEL CHARLES DAWLEY NFA ID: 0309280

 Current Status 
GOLDMAN SACHS & CO LLC 
• SWAP ASSOCIATED PERSON APPROVED 
• PRINCIPAL APPROVED 
• ASSOCIATED PERSON REGISTERED 
• NFA ASSOCIATE MEMBER APPROVED 
 Regulatory Actions 
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 NFA Arbitration Decisions 
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 CFTC Reparations Cases 
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 Security Futures Proficiency Training 
 Description Date
SECURITY FUTURES TRAINING COMPLETED10/14/2002
SECURITY FUTURES PRINCIPAL TRAINING COMPLETED10/14/2002
 History 
 Status Effective Date
GOLDMAN SACHS & CO LLC 
• BRANCH MANAGER WITHDRAWN 10/24/2014 
• SWAP ASSOCIATED PERSON APPROVED 01/03/2013 
• SWAP ASSOCIATED PERSON PENDING 11/21/2012 
• BRANCH MANAGER APPROVED 07/12/2004 
• BRANCH MANAGER PENDING 05/13/2004 
• PRINCIPAL APPROVED 09/19/2001 
• PRINCIPAL PENDING 08/03/2001 
• ASSOCIATED PERSON REGISTERED 05/08/2001 
• NFA ASSOCIATE MEMBER APPROVED 04/18/2001 
• ASSOCIATED PERSON TEMPORARY LICENSE 04/18/2001 
GOLDMAN SACHS EXECUTION & CLEARING LP 
• ASSOCIATED PERSON WITHDRAWN 11/06/2014 
• NFA ASSOCIATE MEMBER WITHDRAWN 11/06/2014 
• ASSOCIATED PERSON REGISTERED 11/16/2004 
• NFA ASSOCIATE MEMBER APPROVED 11/16/2004 
GSA CLEARING LP 
• PRINCIPAL PENDING STATUS WITHDRAWN 02/22/2002 
• PRINCIPAL PENDING 08/03/2001