Details

OBRIEN INVESTMENT MANAGEMENT INC NFA ID: 0237821

 Current Status 
NO CURRENT STATUS
 Regulatory Actions 
 AgencyNumber
NFA0
CFTC0
Exchanges0
details...
 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
details...
 CFTC Reparations Cases 
Total0
details...
 Formerly Known As 
No other names
 Business Address 
222 S RIVERSIDE PLAZA
9TH FLOOR
CHICAGO, IL  60606
UNITED STATES
(312) 408-4700
 Doing Business As 
• OIM 
 Listed Principals 
No principals currently listed
 History 
 Status Effective Date
• COMMODITY POOL OPERATOR WITHDRAWN09/19/2001 
• COMMODITY TRADING ADVISOR WITHDRAWN09/19/2001 
• NFA MEMBER WITHDRAWN09/19/2001 
• COMMODITY POOL OPERATOR REGISTERED01/17/1996 
• COMMODITY TRADING ADVISOR REGISTERED07/25/1991 
• NFA MEMBER APPROVED07/25/1991 
• COMMODITY TRADING ADVISOR PENDING07/22/1991 
• NFA MEMBER PENDING07/22/1991