Details

PRUDENTIAL EQUITY GROUP LLC NFA ID: 0002914

 Current Status 
NO CURRENT STATUS
 Regulatory Actions 
 AgencyNumber
NFA0
CFTC4
Exchanges31
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent6
details...
 CFTC Reparations Cases 
Total84
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 Formerly Known As 
• PRUDENTIAL EQUITY GROUP INCORPORATED
• PRUDENTIAL SECURITIES INCORPORATED
• PRUDENTIAL-BACHE SECURITIES INC
 Business Address 
1 NEW YORK PLAZA
NEW YORK, NY  10292
UNITED STATES
(212) 778-1000
 Doing Business As 
No other names
 Listed Principals 
No principals currently listed
 History 
 Status Effective Date
• EXEMPT FOREIGN FIRM AGENT WITHDRAWN09/22/2004 
• NFA MEMBER WITHDRAWN09/22/2004 
• FUTURES COMMISSION MERCHANT WITHDRAWN09/22/2004 
• EXEMPT FOREIGN FIRM AGENT APPROVED05/01/1990 
• NFA MEMBER APPROVED07/01/1982 
• FUTURES COMMISSION MERCHANT REGISTERED06/30/1982