Details

CERES MANAGED FUTURES LLC NFA ID: 0192325

 Current Status 
• SWAP FIRM APPROVED 
• COMMODITY TRADING ADVISOR REGISTERED 
• COMMODITY POOL OPERATOR REGISTERED 
• NFA MEMBER APPROVED 
 Exemptions and No Actions 
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 Firm Activity Status 
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsNo
Firm operates commodity poolsYes
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
 Regulatory Actions 
 AgencyNumber
NFA0
CFTC0
Exchanges0
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
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 CFTC Reparations Cases 
Total0
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 Formerly Known As 
• CITIGROUP MANAGED FUTURES LLC
• SMITH BARNEY FUTURES MANAGEMENT INC
• SMITH BARNEY FUTURES MANAGEMENT LLC
• SMITH BARNEY FUTURES PARTNERS INC
• SMITH BARNEY SHEARSON FUTURES MGMT INC
 Business Address 
522 FIFTH AVENUE
NEW YORK, NY  10036
UNITED STATES
855-672-4468
 Doing Business As 
No other names
 Listed Principals 
 Listed Principal Name Title(s) 10% or More
Financial Interest
PATRICK THOMAS EGANPRESIDENT
NO
MATTHEW RONALD GRAVERDIRECTOR
NO
MATTHEW PAUL MARTINDIRECTOR
NO
MORGAN STANLEY DOMESTIC HOLDINGS INC
YES
MAUREEN ELLEN OTOOLEDIRECTOR
NO
STEVEN EDWARD ROSSCHIEF FINANCIAL OFFICER
NO
FETA H ZABELIDIRECTOR
NO
 History 
 Status Effective Date
• SWAP FIRM APPROVED12/27/2012 
• SWAP FIRM PENDING12/27/2012 
• COMMODITY TRADING ADVISOR REGISTERED03/31/1993 
• COMMODITY TRADING ADVISOR PENDING03/15/1993 
• COMMODITY POOL OPERATOR REGISTERED09/02/1986 
• NFA MEMBER APPROVED09/02/1986 
• COMMODITY POOL OPERATOR PENDING08/21/1986 
• NFA MEMBER PENDING08/21/1986