Details

ROBERT LEROY FORSYTH III NFA ID: 0436004

 Current Status 
NO CURRENT STATUS
 Regulatory Actions 
 AgencyNumber
NFA0
CFTC0
Exchanges0
details...
 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
details...
 CFTC Reparations Cases 
Total0
details...
 History 
 Status Effective Date
UBS FINANCIAL SERVICES INC 
• ASSOCIATED PERSON WITHDRAWN 01/24/2014 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/24/2014 
• PRINCIPAL WITHDRAWN 01/24/2014 
• SWAP ASSOCIATED PERSON WITHDRAWN 01/24/2014 
• SWAP ASSOCIATED PERSON APPROVED 01/02/2013 
• SWAP ASSOCIATED PERSON PENDING 12/28/2012 
• ASSOCIATED PERSON REGISTERED 12/22/2011 
• NFA ASSOCIATE MEMBER APPROVED 12/20/2011 
• ASSOCIATED PERSON TEMPORARY LICENSE 12/20/2011 
• PRINCIPAL APPROVED 11/01/2011 
• PRINCIPAL PENDING 10/27/2011