Details

ICAP CORPORATES LLC NFA ID: 0423118

 Current Status 
• SWAP FIRM APPROVED 
• INTRODUCING BROKER REGISTERED 
• NFA MEMBER APPROVED 
 Firm Activity Status 
Firm has on-exchange futures and/or options customer accountsNo
Firm is soliciting customersYes
Firm manages futures or options customer accountsNo
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
 Regulatory Actions 
 AgencyNumber
NFA0
CFTC0
Exchanges3
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
details...
 CFTC Reparations Cases 
Total0
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 Formerly Known As 
No other names
 Business Address 
185 HUDSON STREET
12TH FLOOR
JERSEY CITY, NJ  07311
UNITED STATES
212-815-9301
 Doing Business As 
No other names
 Listed Principals 
 Listed Principal Name Title 10% or More
Financial Interest
DAVID JAMES COSGROVEDIRECTORNO
TODD CREEKPRESIDENTNO
ICAP SECURITIES USA LLC YES
DANIEL JAMES LAGOPRESIDENTNO
LUCIANO MICHAEL SOLDIVIEROCHIEF FINANCIAL OFFICERNO
BRADLEY THOMAS SULLIVANNO LISTED TITLENO
 History 
 Status Effective Date
• COMMODITY TRADING ADVISOR WITHDRAWN04/12/2017 
• SWAP FIRM APPROVED03/26/2013 
• SWAP FIRM PENDING12/27/2012 
• INTRODUCING BROKER REGISTERED10/26/2012 
• FUTURES COMMISSION MERCHANT WITHDRAWN10/26/2012 
• INTRODUCING BROKER PENDING09/19/2012 
• FUTURES COMMISSION MERCHANT REGISTERED03/04/2011 
• NOTICE INTRODUCING BROKER WITHDRAWN03/04/2011 
• NFA MEMBER APPROVED03/03/2011 
• COMMODITY TRADING ADVISOR REGISTERED03/03/2011 
• FUTURES COMMISSION MERCHANT PENDING12/02/2010 
• NFA MEMBER PENDING12/02/2010 
• COMMODITY TRADING ADVISOR PENDING12/02/2010 
• NOTICE INTRODUCING BROKER REGISTERED09/09/2010