Details

WHOLESALE ASSET MANAGEMENT LLC NFA ID: 0406495

 Current Status 
• NFA MEMBER PERMANENT BAR 
• PRINCIPAL PERMANENT BAR 
 Regulatory Actions 
 AgencyNumber
NFA1
CFTC0
Exchanges0
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
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 CFTC Reparations Cases 
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 Formerly Known As 
No other names
 Business Address 
7110 E MCDONALD DR
BLDG A-1
SCOTTSDALE, AZ  85253
UNITED STATES
480455-5500
 Doing Business As 
No other names
 Listed Principals 
No principals currently listed
 History 
 Status Effective Date
• NFA MEMBER PERMANENT BAR12/31/2009 
• PRINCIPAL PERMANENT BAR12/31/2009 
 
• NFA MEMBER WITHDRAWN12/17/2009 
• COMMODITY TRADING ADVISOR WITHDRAWN12/17/2009 
• INTRODUCING BROKER PENDING STATUS WITHDRAWN03/29/2009 
• INTRODUCING BROKER PENDING01/25/2009 
• NFA MEMBER APPROVED01/16/2009 
• COMMODITY TRADING ADVISOR REGISTERED01/16/2009 
• NFA MEMBER PENDING01/12/2009 
• COMMODITY TRADING ADVISOR PENDING01/01/2009