Details

PANAGORA ASSET MANAGEMENT INC NFA ID: 0226835

 Current Status 
• SWAP FIRM APPROVED 
• COMMODITY POOL OPERATOR REGISTERED 
• COMMODITY TRADING ADVISOR REGISTERED 
• NFA MEMBER APPROVED 
 Exemptions and No Actions 
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 Firm Activity Status 
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsYes
Firm operates commodity poolsYes
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
 Regulatory Actions 
 AgencyNumber
NFA0
CFTC0
Exchanges0
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
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 CFTC Reparations Cases 
Total0
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 Formerly Known As 
No other names
 Business Address 
470 ATLANTIC AVENUE
8TH FLOOR
BOSTON, MA  02210
UNITED STATES
617-439-6300
 Doing Business As 
No other names
 Listed Principals 
 Listed Principal Name Title(s) 10% or More
Financial Interest
YUTAKA IDEGUCHIDIRECTOR
NO
LOUIS X IGLESIASHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
ROBERT JOB IVHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
NIPPON LIFE INSURANCE COMPANY
YES
ROBERT JEFFREY ORRDIRECTOR
NO
PANAGORA HOLDINGS INC
YES
EDWARD ENPING QIANHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
ROBERT L REYNOLDSDIRECTOR
NO
HIROO SAKUMADIRECTOR
NO
ERIC HEVERING SORENSENCHIEF EXECUTIVE OFFICER
NO
PAUL MICHAEL SUTTONCHIEF FINANCIAL OFFICER
NO
GREGORY DENNIS TRETIAKDIRECTOR
NO
MICHAEL HENRY TURPINCHF OPERATING OFCR
NO
MARY ELIZABETH WILLAMSHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
 History 
 Status Effective Date
• SWAP FIRM APPROVED11/13/2013 
• SWAP FIRM PENDING11/13/2013 
• COMMODITY POOL OPERATOR REGISTERED09/14/1990 
• COMMODITY POOL OPERATOR PENDING08/28/1990 
• COMMODITY TRADING ADVISOR REGISTERED01/17/1990 
• NFA MEMBER APPROVED01/17/1990 
• COMMODITY TRADING ADVISOR PENDING11/15/1989 
• NFA MEMBER PENDING11/15/1989