Details

PENSON FINANCIAL SERVICES INC NFA ID: 0316107

 Current Status 
NO CURRENT STATUS
 Regulatory Actions 
 AgencyNumber
NFA0
CFTC0
Exchanges3
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
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 CFTC Reparations Cases 
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 Formerly Known As 
No other names
 Business Address 
600 W CHICAGO AVE
SUITE 775
CHICAGO, IL  60654
UNITED STATES
312-356-6100
 Doing Business As 
No other names
 Listed Principals 
No principals currently listed
 History 
 Status Effective Date
• NFA MEMBER WITHDRAWN07/04/2012 
• FUTURES COMMISSION MERCHANT WITHDRAWN07/04/2012 
• FOREX FIRM WITHDRAWN07/01/2012 
• FOREX DEALER MEMBER WITHDRAWN07/01/2012 
• FOREX DEALER MEMBER APPROVED08/23/2011 
• FOREX FIRM APPROVED08/23/2011 
• NFA MEMBER APPROVED08/23/2011 
• FUTURES COMMISSION MERCHANT REGISTERED08/23/2011 
• NOTICE FUTURES COMMISSION MERCHANT WITHDRAWN08/23/2011 
• FOREX DEALER MEMBER PENDING07/22/2011 
• FOREX FIRM PENDING07/22/2011 
• NFA MEMBER PENDING07/22/2011 
• FUTURES COMMISSION MERCHANT PENDING07/22/2011 
• NOTICE FUTURES COMMISSION MERCHANT REGISTERED02/06/2002