Details

INTERACTIVE BROKERS LLC NFA ID: 0258600

 Current Status 
• FOREX DEALER MEMBER APPROVED 
• FOREX FIRM APPROVED 
• FUTURES COMMISSION MERCHANT REGISTERED 
• NFA MEMBER APPROVED 
 FCM Financial Information 
Click the link below to view financial information for this firm.
View Financial Information
 Firm Activity Status 
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsNo
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsYes
 Regulatory Actions 
 AgencyNumber
NFA3
CFTC3
Exchanges6
details...
 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent7
details...
 CFTC Reparations Cases 
Total17
details...
 Formerly Known As 
• INTERACTIVE BROKERS INC
 Business Address 
TWO PICKWICK PLAZA
GREENWICH, CT  06830
UNITED STATES
203-618-5700
 Doing Business As 
No other names
 Listed Principals 
 Listed Principal Name Title(s) 10% or More
Financial Interest
JEFFREY ALEXANDER BAUCHHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
CHRISTOPHER LOUIS BENSONNO LISTED TITLE
NO
PAUL JONATHAN BRODYDIRECTOR/SECRETARY
NO
JONATHAN CHAITCHIEF OPERATING OFFICER
NO
SUSAN CRAMERHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
ARNOLD J FEISTCHIEF COMPLIANCE OFFICER
NO
DAVID ERIC FRIEDLANDDIRECTOR
NO
IBG LLC
YES
ALEXANDER M IOFFECHIEF FINANCIAL OFFICER
NO
ALEX PETER ITSKOVICHNO LISTED TITLE
NO
BRADFORD L JACOBOWITZHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
SANDRA JUNE KRAMERNO LISTED TITLE
NO
FRANCIS KAM PUI LEEMANAGER-LLC OR LLP
NO
DOUGLAS ALLEN MADONIANO LISTED TITLE
NO
JOSEPH T MCGOVERNNO LISTED TITLE
NO
STANLEY JOHN MENDOZANO LISTED TITLE
NO
THOMAS FRANZ MOSERNO LISTED TITLE
NO
CHI LING NGNO LISTED TITLE
NO
THOMAS PECHY PETERFFYCHAIRMAN/PRESIDENT
NO
STEVEN JAY SANDERSHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
THOMAS CLULEY III SMITHNO LISTED TITLE
NO
CHRISTOPHER JAMES SORCICNO LISTED TITLE
NO
ALLAN DOI KI TANGNO LISTED TITLE
NO
BERNHARD F VON EUWNO LISTED TITLE
NO
 History 
 Status Effective Date
• FOREX DEALER MEMBER APPROVED04/19/2012 
• FOREX FIRM APPROVED04/19/2012 
• FOREX DEALER MEMBER PENDING11/16/2011 
• FOREX FIRM PENDING11/16/2011 
• FUTURES COMMISSION MERCHANT REGISTERED12/02/1994 
• NFA MEMBER APPROVED12/02/1994 
• FUTURES COMMISSION MERCHANT PENDING09/13/1994 
• NFA MEMBER PENDING09/13/1994 
FACTOR CAPITAL MANAGEMENT LLC 
• PRINCIPAL WITHDRAWN 12/18/2009 
• PRINCIPAL APPROVED 12/17/2009 
• PRINCIPAL PENDING 11/25/2009 
INTERACTIVE BROKERS CORP 
• PRINCIPAL WITHDRAWN 04/25/2016 
• PRINCIPAL APPROVED 05/17/2011