Details

JAMES A WARD NFA ID: 0354921

 Current Status 
NO CURRENT STATUS
 Regulatory Actions 
 AgencyNumber
NFA1
CFTC1
Exchanges0
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
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 CFTC Reparations Cases 
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 History 
 Status Effective Date
AMERICAN ATLANTIC FINANCIAL CORP 
• ASSOCIATED PERSON WITHDRAWN 10/17/2006 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/17/2006 
• ASSOCIATED PERSON REGISTERED 08/31/2005 
• NFA ASSOCIATE MEMBER APPROVED 08/15/2005 
• ASSOCIATED PERSON TEMPORARY LICENSE 08/15/2005 
LIBERTY REAL ASSETS INVESTMENT CORPORATION 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 06/28/2005 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 06/28/2005 
• NFA ASSOCIATE MEMBER PENDING 04/20/2005 
• NFA ASSOCIATE MEMBER WITHDRAWN 04/20/2005 
• ASSOCIATED PERSON PENDING 04/20/2005 
• ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 04/20/2005 
• ASSOCIATED PERSON TEMPORARY LICENSE 03/30/2005 
• NFA ASSOCIATE MEMBER APPROVED 03/30/2005 
UNITED COMMODITY TRADERS INC 
• ASSOCIATED PERSON WITHDRAWN 05/21/2007 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/21/2007 
• ASSOCIATED PERSON REGISTERED 11/16/2006 
• NFA ASSOCIATE MEMBER APPROVED 11/03/2006 
• ASSOCIATED PERSON TEMPORARY LICENSE 11/03/2006