Details

MIDWEST FUTURES INC NFA ID: 0228105

 Current Status 
• NOTICE BROKER DEALER REGISTERED 
• INTRODUCING BROKER REGISTERED 
• NFA MEMBER APPROVED 
 IB Guarantor Information 
• IB GUARANTEED BY ROSENTHAL COLLINS GROUP LLC
 Firm Activity Status 
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersNo
Firm manages futures or options customer accountsYes
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
 Regulatory Actions 
 AgencyNumber
NFA1
CFTC0
Exchanges0
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
details...
 CFTC Reparations Cases 
Total0
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 Formerly Known As 
No other names
 Business Address 
1800 W. PASEWALK
PO BOX 1097
NORFOLK, NE  68702
UNITED STATES
800-672-8303
 Doing Business As 
No other names
 Listed Principals 
 Listed Principal Name Title(s) 10% or More
Financial Interest
JASON CONNOTNO LISTED TITLE
NO
WILLIAM NEIL ZECHMANNPRESIDENT
YES
 History 
 Status Effective Date
• COMMODITY TRADING ADVISOR WITHDRAWN06/03/2010 
• COMMODITY TRADING ADVISOR REGISTERED06/25/2008 
• COMMODITY TRADING ADVISOR PENDING06/25/2008 
• COMMODITY TRADING ADVISOR WITHDRAWN03/25/2006 
• COMMODITY POOL OPERATOR WITHDRAWN03/25/2006 
• COMMODITY POOL OPERATOR REGISTERED02/28/2005 
• COMMODITY POOL OPERATOR PENDING02/23/2005 
• COMMODITY TRADING ADVISOR REGISTERED02/11/2005 
• COMMODITY TRADING ADVISOR PENDING02/08/2005 
• NOTICE BROKER DEALER REGISTERED03/18/2002 
• COMMODITY TRADING ADVISOR WITHDRAWN11/21/2001 
• COMMODITY TRADING ADVISOR REGISTERED03/29/2000 
• INTRODUCING BROKER REGISTERED03/05/1990 
• NFA MEMBER APPROVED03/05/1990 
• INTRODUCING BROKER PENDING01/22/1990 
• NFA MEMBER PENDING01/22/1990