Details

JOSEPH BOTKIER NFA ID: 0348542

 Current Status 
NO CURRENT STATUS
 Regulatory Actions 
 AgencyNumber
NFA1
CFTC0
Exchanges0
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
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 CFTC Reparations Cases 
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 History 
 Status Effective Date
FXDIRECTDEALER LLC 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/20/2015 
• ASSOCIATED PERSON WITHDRAWN 02/20/2015 
• PRINCIPAL WITHDRAWN 02/20/2015 
• SWAP ASSOCIATED PERSON WITHDRAWN 02/20/2015 
• FOREX ASSOCIATED PERSON WITHDRAWN 02/20/2015 
• SWAP ASSOCIATED PERSON APPROVED 12/24/2014 
• SWAP ASSOCIATED PERSON PENDING 12/24/2014 
• SWAP ASSOCIATED PERSON WITHDRAWN 12/15/2014 
• SWAP ASSOCIATED PERSON APPROVED 11/06/2013 
• SWAP ASSOCIATED PERSON PENDING 11/06/2013 
• NFA ASSOCIATE MEMBER APPROVED 12/20/2012 
• ASSOCIATED PERSON REGISTERED 12/20/2012 
• FOREX ASSOCIATED PERSON APPROVED 12/20/2012 
• ASSOCIATED PERSON PENDING 12/17/2012 
• FOREX ASSOCIATED PERSON PENDING 12/17/2012 
• NFA ASSOCIATE MEMBER PENDING 12/17/2012 
• PRINCIPAL APPROVED 10/13/2009 
• PRINCIPAL PENDING 04/30/2008 
TRADITION SECURITIES AND FUTURES INC 
• PRINCIPAL WITHDRAWN 03/28/2005 
• PRINCIPAL APPROVED 11/01/2004 
• PRINCIPAL PENDING 09/23/2004