Details

GRANTHAM MAYO VAN OTTERLOO & CO LLC NFA ID: 0268035

 Current Status 
• SWAP FIRM APPROVED 
• COMMODITY TRADING ADVISOR REGISTERED 
• COMMODITY POOL OPERATOR REGISTERED 
• NFA MEMBER APPROVED 
GMO EUROPE LLC 
• PRINCIPAL APPROVED 
GMO INVESTMENT PARTNERS LLC 
• PRINCIPAL APPROVED 
 Exemptions and No Actions 
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 Firm Activity Status 
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsYes
Firm operates commodity poolsYes
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
 Regulatory Actions 
 AgencyNumber
NFA0
CFTC0
Exchanges0
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
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 CFTC Reparations Cases 
Total0
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 Formerly Known As 
• GRANTHAM MAYO VAN OTTERLOO & CO
 Business Address 
40 ROWES WHARF
BOSTON, MA  02110
UNITED STATES
(617) 330-7500
 Doing Business As 
• GMO LLC 
 Listed Principals 
 Listed Principal Name Title(s) 10% or More
Financial Interest
SHEPPARD N BURNETTHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
STEPHEN PAUL CASPERDIRECTOR
NO
NEIL CONSTABLEHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
ARJUN BHAGWAN DIVECHADIRECTOR
NO
MYRA R DRUCKERDIRECTOR
NO
ROBERT JEREMY GRANTHAMDIRECTOR
YES
THOMAS HANCOCKHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
SCOTT LOUIS HAYWARDCHIEF EXECUTIVE OFFICER
NO
BENJAMIN LOUIS INKERHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
JOSEPH BARKER KITTREDGEHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
WENDY WALKER MALASPINAHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
ANDREW DIETRICH MARTINHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
MARGARET ANN MCGETRICKDIRECTOR
NO
JEAN PIERRE MITTAZCHIEF OPERATING OFFICER
NO
URBAN CARL MUELLERHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
MATTHEW KENNETH MUSKRATHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
GREGORY L POTTLECHIEF COMPLIANCE OFFICER
NO
JOHN WILLIAM ROSENBLUMDIRECTOR
NO
ANDREW G SPANGLERHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
EYK H A DE MOL VAN OTTERLOONO LISTED TITLE
YES
TINA VANDERSTEELHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
 History 
 Status Effective Date
• SWAP FIRM APPROVED12/31/2012 
• SWAP FIRM PENDING12/28/2012 
• COMMODITY TRADING ADVISOR REGISTERED11/27/2001 
• COMMODITY POOL OPERATOR REGISTERED01/31/1996 
• NFA MEMBER APPROVED01/31/1996 
• COMMODITY POOL OPERATOR PENDING11/25/1995 
• NFA MEMBER PENDING11/25/1995 
GMO EUROPE LLC 
• PRINCIPAL APPROVED 12/11/2013 
GMO INVESTMENT PARTNERS LLC 
• PRINCIPAL APPROVED 10/09/2002