Details

MF GLOBAL INC NFA ID: 0326888

 Current Status 
• ALSO SEE NFA ID 0000712 
• ALSO SEE NFA ID 0266826 
 
• COMMODITY POOL OPERATOR PENDING WITHDRAWAL 
• FUTURES COMMISSION MERCHANT PENDING WITHDRAWAL 
 FIRM ON WITHDRAWAL HOLD 
 
• EXEMPT FOREIGN FIRM AGENT APPROVED 
• FUTURES COMMISSION MERCHANT REGISTERED 
• COMMODITY POOL OPERATOR REGISTERED 
 Regulatory Actions 
 AgencyNumber
NFA0
CFTC2
Exchanges12
details...
 NFA Arbitration Decisions 
 RoleNumber
Claimant1
Respondent6
details...
 CFTC Reparations Cases 
Total11
details...
 Formerly Known As 
• MAN SECURITIES INC
• MF GLOBAL SECURITIES INC
 Business Address 
JONES DAY
222 EAST 41ST STREET
NEW YORK, NY  10017
UNITED STATES
212-326-7849
 Doing Business As 
• 5 PERSIDE COM• ADVANTAGE GRAIN GROUP
• ADVANTAGE TRADERS• ALTERNATIVE INVESTMENT STRATEGIES
• ASIAN TRADING CENTER• DK GLOBAL GROUP
• DOWD WESCOTT GROUP• ECLIPSE FUTURES
• GAP DIVISION• HAMMER TRADING DIVISION
• LIND PLUS• LIND SYSTEMS
• LIND WALDOCK• MAN FINANCIAL BROKERAGE
• MAN SECURITIES• MANSECURITIES.COM
• MANSECURITIESINC.COM• MARKET VOICE
• MF GLOBAL ENERGY• MF GLOBAL FUTURES TRADING
• MF GLOBAL PRO FUTURES• MF GLOBAL RESEARCH
• MFGLOBALPTG.COM• PROFESSIONAL TRADE GROUP
• SGY TRADING• USA TRADING
 Listed Principals 
 Listed Principal Name Title(s) 10% or More
Financial Interest
MF GLOBAL HOLDINGS USA INC
YES
 History 
 Status Effective Date
• ALSO SEE NFA ID 0000712 
• ALSO SEE NFA ID 0266826 
 
• NFA MEMBER WITHDRAWN11/15/2014 
• EXEMPT FOREIGN FIRM AGENT APPROVED09/01/2008 
• FUTURES COMMISSION MERCHANT REGISTERED12/31/2007 
• INTRODUCING BROKER WITHDRAWN12/31/2007 
• COMMODITY POOL OPERATOR REGISTERED12/03/2007 
• FUTURES COMMISSION MERCHANT PENDING12/03/2007 
• COMMODITY POOL OPERATOR PENDING12/03/2007 
• INTRODUCING BROKER REGISTERED04/15/2004 
• NOTICE FUTURES COMMISSION MERCHANT WITHDRAWN03/24/2004 
• NFA MEMBER APPROVED03/24/2004 
• INTRODUCING BROKER TEMPORARY LICENSE03/24/2004 
• NFA MEMBER PENDING03/16/2004 
• INTRODUCING BROKER PENDING03/16/2004 
• NOTICE FUTURES COMMISSION MERCHANT REGISTERED01/01/2003