Details

FIRST QUADRANT LP NFA ID: 0269505

 Current Status 
• ALSO SEE NFA ID 0295008 
 
• SWAP FIRM APPROVED 
• COMMODITY POOL OPERATOR REGISTERED 
• COMMODITY TRADING ADVISOR REGISTERED 
• NFA MEMBER APPROVED 
 Exemptions and No Actions 
Click the link below to view exemptions and no actions for this firm.
View Exemptions and No Actions
 Firm Activity Status 
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsYes
Firm operates commodity poolsYes
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
 Regulatory Actions 
 AgencyNumber
NFA1
CFTC0
Exchanges0
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
details...
 CFTC Reparations Cases 
Total0
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 Formerly Known As 
No other names
 Business Address 
800 EAST COLORADO BOULEVARD
SUITE 900
PASADENA, CA  91101
UNITED STATES
(626) 795-8220
 Doing Business As 
No other names
 Listed Principals 
 Listed Principal Name Title(s) 10% or More
Financial Interest
AFFILIATED MANAGERS GROUP INC
YES
AMG CA HOLDINGS CORP
YES
JOEL LANE BROUWERCHIEF FINANCIAL OFFICER
NO
JEFF CHENG HSUN CHANGCHIEF COMPLIANCE OFFICER
NO
RONNIE MAX DARNELLHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
DORI SAMUEL LEVANONIHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
EDGAR EUGENE PETERSHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
SUSAN STANNARDDIRECTOR
NO
JAMES RUTLEDGE TUFTSCHIEF OPERATING OFFICER
NO
JIA YEHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION
NO
 History 
 Status Effective Date
• ALSO SEE NFA ID 0295008 
 
• SWAP FIRM APPROVED02/03/2016 
• SWAP FIRM PENDING01/29/2016 
• COMMODITY POOL OPERATOR REGISTERED03/17/1997 
• COMMODITY TRADING ADVISOR REGISTERED03/07/1996 
• NFA MEMBER APPROVED03/07/1996 
• COMMODITY TRADING ADVISOR PENDING02/07/1996 
• NFA MEMBER PENDING02/07/1996