Details

LLOYD STEVENS & CO INC NFA ID: 0257918

 Current Status 
NO CURRENT STATUS
 Regulatory Actions 
 AgencyNumber
NFA1
CFTC0
Exchanges0
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
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 CFTC Reparations Cases 
Total1
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 Formerly Known As 
No other names
 Business Address 
30 WALL STREET
NEW YORK, NY  10005
UNITED STATES
(212) 898-9339
 Doing Business As 
• LLOYD STEVENS & CO 
 Listed Principals 
No principals currently listed
 History 
 Status Effective Date
• COMMODITY POOL OPERATOR WITHDRAWN07/11/1999 
• COMMODITY TRADING ADVISOR WITHDRAWN07/11/1999 
• INTRODUCING BROKER WITHDRAWN07/11/1999 
• NFA MEMBER WITHDRAWN12/09/1998 
• COMMODITY POOL OPERATOR REGISTERED04/08/1997 
• COMMODITY TRADING ADVISOR REGISTERED12/17/1996 
• COMMODITY TRADING ADVISOR WITHDRAWN09/26/1996 
• COMMODITY TRADING ADVISOR REGISTERED09/26/1995 
• COMMODITY TRADING ADVISOR WITHDRAWN11/20/1994 
• INTRODUCING BROKER REGISTERED09/15/1994 
• COMMODITY TRADING ADVISOR REGISTERED09/12/1994 
• NFA MEMBER APPROVED09/12/1994 
• COMMODITY TRADING ADVISOR PENDING08/02/1994 
• INTRODUCING BROKER PENDING08/02/1994 
• NFA MEMBER PENDING08/02/1994