Details

AVS CARTER FINANCIAL INC NFA ID: 0401563

 Current Status 
• NFA MEMBER PERMANENT BAR 
• PRINCIPAL PERMANENT BAR 
 Regulatory Actions 
 AgencyNumber
NFA1
CFTC0
Exchanges0
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
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 CFTC Reparations Cases 
Total0
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 Formerly Known As 
No other names
 Business Address 
141 W. JACKSON BLVD.
SUITE 4240
CHICAGO, IL  60604
UNITED STATES
001-312-566-0046
 Doing Business As 
No other names
 Listed Principals 
No principals currently listed
 History 
 Status Effective Date
• NFA MEMBER PERMANENT BAR05/11/2010 
• PRINCIPAL PERMANENT BAR05/11/2010 
 
• COMMODITY TRADING ADVISOR WITHDRAWN05/30/2010 
• NFA MEMBER WITHDRAWN05/11/2010 
• INTRODUCING BROKER PENDING STATUS WITHDRAWN01/02/2009 
• COMMODITY TRADING ADVISOR REGISTERED08/20/2008 
• NFA MEMBER APPROVED08/20/2008 
• INTRODUCING BROKER PENDING08/15/2008 
• NFA MEMBER PENDING08/15/2008 
• COMMODITY TRADING ADVISOR PENDING08/15/2008