Details

POINT7 CAPITAL LLC NFA ID: 0508637

 Current Status 
• SWAP FIRM APPROVED 
• NFA MEMBER APPROVED 
• COMMODITY POOL OPERATOR REGISTERED 
 Exemptions and No Actions 
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 Firm Activity Status 
Firm has on-exchange futures and/or options customer accountsNo
Firm is soliciting customersYes
Firm manages futures or options customer accountsNo
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
 Regulatory Actions 
 AgencyNumber
NFA0
CFTC0
Exchanges0
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
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 CFTC Reparations Cases 
Total0
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 Formerly Known As 
No other names
 Business Address 
33 PIERCE ROAD
HIGHLAND PARK, IL  60035
UNITED STATES
+1-847-533-0800
 Doing Business As 
• POINT7• POINT7 CAPITAL
 Listed Principals 
 Listed Principal Name Title(s) 10% or More
Financial Interest
ROBIN JAMES DERRYMANAGER-LLC OR LLP
OWNER
YES
JAMES EMERSON GREENMANAGING MEMBER-LLC OR LLP
OWNER
YES
BRIAN PATRICK KINGCHIEF OPERATING OFFICER
CHIEF COMPLIANCE OFFICER
NO
 History 
 Status Effective Date
• SWAP FIRM APPROVED11/07/2017 
• NFA MEMBER APPROVED11/07/2017 
• COMMODITY POOL OPERATOR REGISTERED11/06/2017 
• SWAP FIRM PENDING10/19/2017 
• NFA MEMBER PENDING10/19/2017 
• COMMODITY POOL OPERATOR PENDING10/19/2017