Details

SNC INVESTMENTS INC NFA ID: 0328909

 Current Status 
• NFA MEMBER PERMANENT BAR 
• PRINCIPAL PERMANENT BAR 
 Regulatory Actions 
 AgencyNumber
NFA3
CFTC1
Exchanges0
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
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 CFTC Reparations Cases 
Total0
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 Formerly Known As 
No other names
 Business Address 
40 WALL STREET, FLR. 33
NEW YORK, NY  10005
UNITED STATES
(917) 338-9500
 Doing Business As 
No other names
 Listed Principals 
No principals currently listed
 History 
 Status Effective Date
• NFA MEMBER PERMANENT BAR07/09/2009 
• PRINCIPAL PERMANENT BAR07/09/2009 
 
• NFA MEMBER WITHDRAWN05/28/2009 
• FUTURES COMMISSION MERCHANT WITHDRAWN05/28/2009 
• COMMODITY TRADING ADVISOR WITHDRAWN05/28/2009 
• COMMODITY POOL OPERATOR WITHDRAWN05/28/2009 
• NFA MEMBER SUSPENDED10/30/2008 
• COMMODITY TRADING ADVISOR REGISTERED07/08/2003 
• COMMODITY POOL OPERATOR REGISTERED07/08/2003 
• COMMODITY TRADING ADVISOR PENDING06/30/2003 
• COMMODITY POOL OPERATOR PENDING06/30/2003 
• NFA MEMBER APPROVED06/19/2003 
• FUTURES COMMISSION MERCHANT REGISTERED06/19/2003 
• NFA MEMBER PENDING03/14/2003 
• FUTURES COMMISSION MERCHANT PENDING03/14/2003