Details

FIRST SIERRA CORPORATION NFA ID: 0205421

 Current Status 
NO CURRENT STATUS
 Regulatory Actions 
 AgencyNumber
NFA3
CFTC0
Exchanges0
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent6
details...
 CFTC Reparations Cases 
Total40
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 Formerly Known As 
No other names
 Business Address 
1485 CHAIN BRIDGE ROAD
#101
MCLEAN, VA  22101
UNITED STATES
(703) 903-6500
 Doing Business As 
No other names
 Listed Principals 
No principals currently listed
 History 
 Status Effective Date
• INTRODUCING BROKER WITHDRAWN03/02/1994 
• COMMODITY POOL OPERATOR WITHDRAWN03/22/1993 
• COMMODITY TRADING ADVISOR WITHDRAWN03/22/1993 
• COMMODITY POOL OPERATOR SUSPENDED08/17/1992 
• COMMODITY TRADING ADVISOR SUSPENDED08/17/1992 
• INTRODUCING BROKER SUSPENDED08/17/1992 
• NFA MEMBER WITHDRAWN06/17/1992 
• NFA MEMBER SUSPENDED03/13/1992 
• COMMODITY POOL OPERATOR REGISTERED12/28/1990 
• COMMODITY TRADING ADVISOR REGISTERED12/28/1990 
• COMMODITY POOL OPERATOR PENDING12/14/1990 
• COMMODITY TRADING ADVISOR PENDING12/14/1990 
• INTRODUCING BROKER REGISTERED10/27/1987 
• NFA MEMBER APPROVED10/27/1987 
• INTRODUCING BROKER PENDING09/28/1987 
• NFA MEMBER PENDING09/28/1987