Details

INVESTOR ONE FINANCIAL CORP NFA ID: 0307479

 Current Status 
NO CURRENT STATUS
 Regulatory Actions 
 AgencyNumber
NFA1
CFTC0
Exchanges0
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent0
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 CFTC Reparations Cases 
Total2
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 Formerly Known As 
No other names
 Business Address 
477 SOUTH ROSEMARY AVENUE
SUITE 217
WEST PALM BEACH, FL  33401
UNITED STATES
1-561-832-3277
 Doing Business As 
No other names
 Listed Principals 
No principals currently listed
 History 
 Status Effective Date
• NOTICE BROKER DEALER WITHDRAWN03/17/2005 
• NFA MEMBER WITHDRAWN03/17/2005 
• INTRODUCING BROKER WITHDRAWN03/17/2005 
• NOTICE BROKER DEALER REGISTERED10/07/2002 
• NFA MEMBER APPROVED03/01/2002 
• INTRODUCING BROKER REGISTERED03/01/2002 
• INTRODUCING BROKER PENDING02/20/2002 
• NFA MEMBER PENDING02/20/2002 
• INTRODUCING BROKER WITHDRAWN06/30/2001 
• NFA MEMBER WITHDRAWN06/30/2001 
• INTRODUCING BROKER REGISTERED02/09/2001 
• NFA MEMBER APPROVED02/09/2001 
• INTRODUCING BROKER PENDING01/29/2001 
• NFA MEMBER PENDING01/29/2001