Details

DOUGLAS THORNLEY SIEGEL NFA ID: 0417718

 Current Status 
OPPENHEIMER & CO INC 
• PRINCIPAL APPROVED 
 Regulatory Actions 
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 NFA Arbitration Decisions 
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 History 
 Status Effective Date
OPPENHEIMER & CO INC 
• PRINCIPAL APPROVED 02/25/2016 
• PRINCIPAL PENDING 02/17/2016 
UBS FINANCIAL SERVICES INC 
• PRINCIPAL WITHDRAWN 08/31/2015 
• PRINCIPAL APPROVED 01/15/2010 
• PRINCIPAL PENDING 01/12/2010