Details

COLUMBIA FUTURES GROUP INC NFA ID: 0229879

 Current Status 
• INTRODUCING BROKER REGISTERED 
• NFA MEMBER APPROVED 
 IB Guarantor Information 
• IB GUARANTEED BY ADM INVESTOR SERVICES INC
 Firm Activity Status 
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsYes
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
 Regulatory Actions 
 AgencyNumber
NFA0
CFTC0
Exchanges0
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 NFA Arbitration Decisions 
 RoleNumber
Claimant0
Respondent1
details...
 CFTC Reparations Cases 
Total1
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 Formerly Known As 
• COLUMBIA FUTURES GROUP
 Business Address 
1904 3RD AVENUE
SUITE 1035
SEATTLE, WA  98101
UNITED STATES
206-382-0204
 Doing Business As 
No other names
 Listed Principals 
 Listed Principal Name Title(s) 10% or More
Financial Interest
PETER ELTON SMITHPRESIDENT
YES
 History 
 Status Effective Date
• NOTICE BROKER DEALER WITHDRAWN05/16/2012 
• NOTICE BROKER DEALER REGISTERED11/12/2002 
• INTRODUCING BROKER REGISTERED05/14/1990 
• INTRODUCING BROKER TEMPORARY LICENSE05/10/1990 
• NFA MEMBER APPROVED05/10/1990 
• INTRODUCING BROKER PENDING05/01/1990 
• NFA MEMBER PENDING05/01/1990