Details

JAMES DAYTON PIERON NFA ID: 0420686

 Current Status 
NO CURRENT STATUS
 Regulatory Actions 
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NFA1
CFTC0
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 NFA Arbitration Decisions 
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 CFTC Reparations Cases 
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 History 
 Status Effective Date
INSTITUTIONAL LIQUIDITY LLC 
• PRINCIPAL WITHDRAWN 01/21/2015 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/21/2015 
• ASSOCIATED PERSON WITHDRAWN 01/21/2015 
• FOREX ASSOCIATED PERSON WITHDRAWN 01/21/2015 
• FOREX ASSOCIATED PERSON APPROVED 03/14/2012 
• NFA ASSOCIATE MEMBER APPROVED 02/29/2012 
• ASSOCIATED PERSON REGISTERED 02/29/2012 
• FOREX ASSOCIATED PERSON PENDING 12/08/2011 
• NFA ASSOCIATE MEMBER PENDING 12/08/2011 
• ASSOCIATED PERSON PENDING 12/08/2011 
• FOREX ASSOCIATED PERSON PENDING STATUS WITHDRAWN 06/27/2011 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 06/27/2011 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 06/27/2011 
• PRINCIPAL APPROVED 04/12/2011 
• FOREX ASSOCIATED PERSON PENDING 03/29/2011 
• NFA ASSOCIATE MEMBER PENDING 03/29/2011 
• ASSOCIATED PERSON PENDING 03/29/2011 
• PRINCIPAL PENDING 05/20/2010