Details

WALLACE NEAL JORDAN NFA ID: 0095007

 Current Status 
• ALSO SEE NFA ID 0090067 
 Regulatory Actions 
 AgencyNumber
NFA2
CFTC0
Exchanges0
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 NFA Arbitration Decisions 
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Claimant0
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 CFTC Reparations Cases 
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 History 
 Status Effective Date
• ALSO SEE NFA ID 0090067 
 
EQUITY ASSETS MANAGEMENT INC 
• PRINCIPAL WITHDRAWN 07/19/1984 
• PRINCIPAL APPROVED 07/19/1984 
JORDAN ASSETS LTD 
• PRINCIPAL WITHDRAWN 01/21/2010 
• BRANCH MANAGER WITHDRAWN 01/21/2010 
• ASSOCIATED PERSON WITHDRAWN 01/21/2010 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/10/2006 
• NFA ASSOCIATE MEMBER SUSPENDED 07/10/2006 
• BRANCH MANAGER APPROVED 04/20/2000 
• BRANCH MANAGER PENDING 04/06/2000 
• NFA ASSOCIATE MEMBER APPROVED 12/21/1993 
• PRINCIPAL APPROVED 12/21/1993 
• ASSOCIATED PERSON REGISTERED 12/21/1993 
• ASSOCIATED PERSON PENDING 12/09/1993 
• NFA ASSOCIATE MEMBER PENDING 12/09/1993 
• PRINCIPAL PENDING 10/18/1993 
JORDAN WALLACE NEAL 
• PRINCIPAL WITHDRAWN 06/01/1994 
• PRINCIPAL APPROVED 10/23/1984 
• PRINCIPAL WITHDRAWN 06/30/1984 
• PRINCIPAL APPROVED 05/16/1984